SOX Compliance and ITSMNovember 14, 2003By Allen Bernard
No matter how you slice it, complying with Sarbanes-Oxley (SOX) is not going to be easy. Some estimates put Compliance work at large corporations in the 10s-of-1000s of hours, but there are ways to make the job easier. One of those is through the adoption of IT service management (ITSM).
While ITSM was not conceived with SOX in mind, it d...
Seven steps to Sarbanes-Oxley Compliance By Barney Beal, Searchcio.com News Writer24 Nov 2003 | SearchCIO.com The image of a corporate executive in handcuffs is motivation enough for IT professionals to get their houses in order. The Sarbanes-Oxley Act means that financial executives need to report quickly and accurately -- or else, according to Robert V. Fitzgerald,...
2 Records Management: Beyond the Quick Fix4 The RM
Challenge of Electronic Communications6 E-Mail Management: Avoiding the 6
Common Mistakes8 Records Management Redefined:10 Turning Compliance
Projects into Business Processes12 Embracing SOX Compliance with a Coping
Strategy14 Governance Best Practices and Approaches17 Records
Management: From the Basement to the Boardroom18 Taming the...
...
请点击下方链接下载：
Quality & Compliance－by 阿斯利康 喻红...
Sarbanes-Oxley, IFRS and FDA CFR Part 11: Facing Compliance
Challenges [1.6M] Maryann Hafner & Sandra Brown,
QAD Monday - 1:30 p.m. Compliance to regulations such as
Sarbanes-Oxley, Medical CFR Part 11 and IFRS (International Financial Reporting
Standards) has introduced new challenges for organizations. Learn about the
current functionality QAD offers to help ...
Sarbanes-Oxley, IFRS and FDA CFR Part 11: Facing Compliance
Challenges [1.6M] Maryann Hafner & Sandra Brown, QAD Monday -
1:30 p.m. Compliance to
regulations such as Sarbanes-Oxley, Medical CFR Part 11 and IFRS (International
Financial Reporting Standards) has introduced new challenges for organizations.
Learn about the current functionality QAD offers to help ...
资产管理者Asset
Manager选择本约束（Compliance）系统
AMTeam.org消息：大不列颠资产管理委员会——一个主要从事Glasgow和Scotland的投资管理的机构——投资14亿美元的巨资，聘请约束系统供应商LatentZero对一个名为Sentinel的约束（Compliance）系统投资进行决策。
大不列颠资产管理委员会规划部的头头Lindsay
Gold说：“近些年来，企业业务的约束环境发生了重大改变，将无约束协调和客户需求方面的风险降至最低这样的系统变的越来越流行。” Lindsay
Gold认为，大不列颠资产管理委员会对约束系统的调查研究开始于3年之前，那时企业认识到每年的定期审核对于正在处理的交易量来说已经是不适合了。大不列颠资产管理委员会检测了各种约束提供商，但是最终选择的是LatentZero，这样的选择依据主要是Laten...
最近在翻译时经常见到Compliance这个此，它在IT界是什么意思？翻译时有没有已经约定成俗的固定词汇？请告诉我这个菜鸟，谢谢！...
...
...
The Challenges of Compliance From a Practitioner’s Perspective下面是一个非常好的资料，大家看看吧。 ...
...tween information systems and business processes. Written by an executive on the tech-biz side of the SOX discussion, this highly readable, engaging book provides a clear road map for integrating SOX Compliance into the fabric of everyday IT infrastructure and business practice. Using a practical case study, The Joy of SOX shows the reader how to leverage and use Service-Oriented Architecture (SOA...
...持平。其中用于技术投资的预算数额将比2005年上涨13％，而用于内部相关人员的预算将下降8％。
该公司估计2006年用于内部员工的开销将会达到23亿美元，而将有19亿美元用于技术投资，这主要是用于法案要求文档的自动化工作。
AMR公司的副总裁在发言中表示：“预算从人员花费转向技术投资可以实现相关工作的可复用性，这些花费给出了一个对于服从SOX法案的长期方式。”
Sarbanes-Oxley Compliance To Boost Tech
Spending
Sarbanes-Oxley (SOX)
requirements will cause companies to increase spending on technology in 2006
while actual headcount numbers dedicated to Compliance effort...
...nvironment.
82% of the foreign companies think that it would not be easy to exit their investments in China.
Most of the survey respondents needed advice on legal framework and statutory Compliance requirements (74%), tax Compliance...
《合规与银行内部合规部门》关键词句（key words and sentences） 序号 文中所处段落 中译文中的关键词句 原文中的关键词句 1 2 合规应从高层做起 Compliance starts at the top. 2 2 诚信与正直的准则 standards of honesty and integrity 3 2 当企业文化强调诚信与正直的准则并由董事会和高级管理层作出表率时，合规才最为有效。 It will be most effective in a corporate ...
...technology throughout their
enterprise. Best of all, there are many practical applications for business
process management that will enable you to solve big, headache-inducing problems
today.
Compliance & Risk Management
A huge, looming issue for most organizations is conformance to regulatory
requirements. These include internally driven initiatives such as Six Sigma and
ISO 900...
前些天公司组织培训，学习了DISC性格分析分别是dominent, influence, security, Compliance，我觉得还是比较有用，有兴趣的朋友看看，对什么样的人采取什么策略，比如第一个，这种人就比较喜欢简单直接的对话方式。...
...gement and sourcing across the enterprise. With QAD
Distributed Order Management you can improve order fill rates, reduce operation
costs, increase customer satisfaction, and improve regulatory
Compliance. Imagine being able to
manage the lifecycle of a customer order across your distributed enterprise?
Distributed Order Management provides a single access point into customer ...
...gement and sourcing across the enterprise. With QAD Distributed Order
Management you can improve order fill rates, reduce operation costs, increase
customer satisfaction, and improve regulatory
Compliance. Imagine being able to manage the lifecycle
of a customer order across your distributed enterprise? Distributed Order
Management provides a single access point into customer ...
Learn how QAD
is solving the problem of multi-channel order management and sourcing across the
enterprise. With QAD Distributed Order Management you can improve order fill
rates, reduce operation costs, increase customer satisfaction, and improve
regulatory Compliance. Imagine being able to manage
the lifecycle of a customer order across your distributed enterprise?
Distri...
Learn how QAD is
solving the problem of multi-channel order management and sourcing across the
enterprise. With QAD Distributed Order Management you can improve order fill
rates, reduce operation costs, increase customer satisfaction, and improve
regulatory Compliance. Imagine being able
to manage the lifecycle of a customer order across your distributed enterprise?
Distri...
...o demonstrate its knowledge of the Fair Credit Reporting Act (FCRA), the EEOC, and other federal and state regulations that address employment background checks. It should also be able to demonstrate Compliance procedures in place in its company.
One quick measure of Compliance with the FCRA is whether or not the company requires you to have an applicant-signed release authorizing the back...
...offices
3. In charge of local tax filing and local audit
4. Working with APAC Finance team closely on daily operation
5. Calculation of payroll for the China offices
6. Designing and ensuring Compliance of effective internal controls
7. In charge/assist in all accounting related system projects in China
8. Ensuring the accuracy of regulatory reporting and the Compliance of relevant rul...
...
K. Benefit costs as a percentage of compensation
L. Benefit costs per employee
M. Employee relations costs as a percentage of total HR
N. Employee relations costs per employee
O. Compliance and fair employment costs as a percentage of total HR
P. Compliance and fair employment costs per employee
4. HR Expenses by Process/Programming
A. Analysis and assessment costs ...
...on may not be accurate. The result?
Whether MFG/PRO is running MRP or looking at the availability of finished goods,
information that is late or inaccurate can impact everything from regulatory
Compliance to customer satisfaction to larger company issues such as
profitability. Canada-based Furlani's has the challenges of
every manufacturer, along with the special needs of a fo...
...on may not
be accurate. The result? Whether MFG/PRO is running MRP or looking at the
availability of finished goods, information that is late or inaccurate can
impact everything from regulatory Compliance to customer satisfaction to larger
company issues such as profitability. Canada-based Furlani's
has the challenges of every manufacturer, along with the special needs of a fo...
...on may not be accurate. The result?
Whether MFG/PRO is running MRP or looking at the availability of finished goods,
information that is late or inaccurate can impact everything from regulatory
Compliance to customer satisfaction to larger company issues such as
profitability. Canada-based Furlani's has the challenges of
every manufacturer, along with the special needs of a fo...
...subsequent challenges of upholding the terms of their existing license agreements. Read on to ensure you can develop the necessary processes and controls to effectively track and manage your software Compliance status in a virtualized world. The Virtues of VirtualizationVirtualization, at the most basic level, involves maximizing the capabilities of a PC or server. New server environments can be i...
AMTeam.org消息：SAP公司在星期一宣布称它计划收购专业开发循规一致性（regulatory-Compliance）和风险管理（risk-management）软件的Virsa
Systems公司。
Virsa公司本身就是SAP公司的合作伙伴之一，而且也是SAP公司投资证券组合公司之一。在去年，商业应用巨人SAP公司为了充实其产品系列而加快了收购的步伐。
SAP公司产品和技术分公司总裁Shai
Agassi在声明中说：“各个公司都在寻求整合管理、风险和循规的统一解决方案，而不再满足于目前的反馈性、彼此分离式的解决方法。收购Virsa公司是我们公司主要政策构成之一，我们希望成为业内企业风险管理的主要服务商，不管公司大小和行业分类如何，都在我们的目标客户之列。”
在去年，SAP公司和Virsa公司在市场营销、销售和产品开发上签订了密切的合作协...
...Service and Support
Management (SSM) provides the end to end business capabilities to increase
services revenue, reduce services cost, increase customer satisfaction, while
addressing corporate Compliance. Please join us for a preview of exciting new
capabilities and enhancements for your services organization and how you can
maximize customer lifetime revenue with Service and Support Ma...
郭建荣专栏
交流信箱：
Emil.Guo@amteam.org
个人资料：
郭建荣先生，企业资源管理研究中心（AMT）咨询顾问。清华大学机械制造及其自动化专业硕士。作为咨询顾问，曾参与了亚信集团股份有限公司IT内部控制的改进项目以及阿斯利康（中国）制药有限公司SOX合规项目。
特长领域：IT治理，Sarbanes-Oxley
Compliance
专栏文章
...
...Service and Support
Management (SSM) provides the end to end business capabilities to increase
services revenue, reduce services cost, increase customer satisfaction, while
addressing corporate Compliance. Please join us for a preview of exciting new
capabilities and enhancements for your services organization and how you can
maximize customer lifetime revenue with Service and Support Ma...
Service and
support is a profit generating engine for many manufacturing companies as
revenue from services offerings can be many times more than the original product
sale. QAD's Service and Support Management (SSM) provides the end to end
business capabilities to increase services revenue, reduce services cost,
increase customer satisfaction, while addressing corporate Compliance. Ple...
... rights to the same objects in Configuration Manager 2007 but will not have any rights to new software updates obje...
...l for both business-to-consumer and business-to-business
electronic commerce.
Setting the standard
SETCo manages the specification
and oversees software Compliance testing
SET was first proposed by the credit card company
MasterCard. One of MasterCard's main competitors, Visa, originally had a
competing protocol, but later tests show...
...ution, utilization, access, and archiving, up to and including retirement / disposal of data according to regulatory requirements of corporate best practices are included Security / Privacy / Compliance Security / Privacy / Compliance considers the degree to which an organization has put in place policies, processes, and technologies to protect its data from misuse. Maturity consid...
Human Resource Management
The function performed in organizations that facilitates the most effective use of people (employees) to achieve organizational and individual goals.
Human Resource Management (HRM) Activities: (1 of 2)
Equal employment opportunity (EEO) Compliance
Job analysis
Human resource planning
Employee recruitment, selection, motivation, and orientation
Human Resource Man...
...hies
•Suggest new, or enhancements to, current practices, policies, procedures, or other actions that result in enhanced workflow, reduced costs, increased productivity, as well as continual Compliance with company and legal requirements.
•Ensure that corporate standards for business process management, enterprise applications, architectural Compliance, and infrastructure are ad...
...aXware, and Cisco Systems' $100 million acquisitionof Securent brought the networking giant newfound respect in the IdM industry.Most vendors continued refining their audit, privilege management, and Compliance products, which have nowbecome lead-in products that create pull for other IdM offerings. Novell updated Sentinel, its security informationand event management (SIEM) product, to better sup...
.....)
Deliver Specifications and other electronic documents
Capturing of Real Time WIP and Quality data
Pack, barcode label, ASN, and shipping paperwork
Logistics, Transportation Planning & Customs Compliance
Maintain workflow across the chain with Time and Action Calendars (Event Management)
What are the ...
...Foundation of Franchising 11
3 Developing the Operations and Training Programs 21
4 Developing System Standards and Enforcing Quality Control 37
5 Federal and State Regulation of Franchising 59
6 Compliance 89
7 Structuring Franchise Agreements, Area Development Agreements, and Related Documents 105
8 Protecting the Intellectual Property of the Franchise System 135
9 Managing Disputes 165
...
...ators of Performance
Chapter Twelve - Building Awareness and Support for Codes and Standards
Chapter Thirteen - The Supplier Program
Chapter Fourteen - The Audit Process
Chapter Fifteen - Compliance Issues
Chapter Sixteen - Reporting Your Good Work — Moving Toward Triple-Bottom-Line Accounting
Chapter Seventeen - Systems to Monitor and Audit Social and Environmental Performance W...
MANAGER, RISK MANAGEMENT
Key Job Responsibilities :-
Reporting to the Head of Information Technology. You will be accountable for leading risk management team to :-
· Establish and enforce IT security policies, standards and procedures
· Ensure the Compliance on the regulatory requirement in security aspect.
· User ID administration on both application and system levels.
· Manage d...
...e Movie information area (visible in Storyboard view) displays useful statistics about the movie including the size (resolution), number of slides, audio information, eLearning...
...ems in the European Union," said Joann Martens Weiner, a specialist in the field. "Why should an EU company continue to calculate its profits in each individual member state and incur the substantial Compliance burdens that making these calculations entails, when EU companies increasingly organize their operations at the EU level?"
Yet the idea is controversial. The U.K. and Ireland, among othe...
...at we stand for as an organization?
5. Culture survey to establish a baseline against which change can be
compared.
6. Changes in the information, accountability, and reward systems to ensure
Compliance (at least) and commitment and creativity (at best).
7. Development of supports for changed behavior (training, team-building,
etc.).
8. Goal-setting sessions held in all organizationa...
Medical
Service and Support Management (SSM):
Maximizing Aftermarket Support [3.6M] Linda Olster, Speedline
Technologies
Making
eLearning Work: Leveraging Captured Knowledge and Active Learning
[6.0M] Vance Giboney, QAD
Sarbanes-Oxley,
IFRS and FDA CFR Part 11: Facing Compliance Challenges [1.6M] Maryann Hafner & Sandra Brown,
QAD
QAD's
Product Directio...
科索路“IT管理之商道”年度论坛演讲稿精选隆重发布! 本次论坛的演讲嘉宾在IT服务管理和风险控制领域从业多年，拥有深厚的管理理念和丰富的实战经验，在演讲中发表了对IT管理诸多方面的独到见解。科索路制作了讲义的精选集，希望能与您分享IT管理的前沿知识与最新发展动态。 精选的演讲稿包括： PART1：How to Manage Supplier－by 百胜集团 孟东阳 PART2：中国海油ISO20000项目经验介绍－by 中海油 郭强 PART3：Quality & Compliance－by 阿斯利康 喻红 PART4：BCP Risk Control－by 科索路 梁晟 PART5：SOX IT CONTROL－by 科索路 方乐 具体下载链接在下方日志中，科索路热诚欢迎您提出任何宝贵意见或建议。...
流程性企业不能没有流程责任人（Process Owner).IBM引入全球流程（Global Process）的理念，这些流程在全球任何国家或地区都是相同的。每个全球流程都有一个向总部汇报的全球流程Owner，这些全球流程Owner都是公司的高级管理人员，由公司正式任命。流程Owner与业务管理层共同对流程设计、推行和过程记录的有效性负责，及时更新和优化相关流程，并通过遵从性测试（Compliance Testing）监督流程的执行状况。每个国家都明确相应的国家级流程Owner，并通过全球流程Owner批准。某些特殊情况下，有些国家可能要执行自己特有的流程或需要对全球流程进行调整，IBM要求对其中任何与全球流程中关键控制不同而造成的更改，都必须得到全球流程Owner的批准。...
